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    Dynamics of Financial Sector Regulation
    Indian Institute Of Management Bangalore

    Dynamics of Financial Sector Regulation

    Indian Institute Of Management Bangalore, Bangalore
    HomeFinanceIndian Institute Of Management BangaloreDynamics of Financial Sector Regulation
    5 daysDuration
    in-personFormat
    EnglishLanguage
    FinanceTopic

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    About This Program

    The regulatory and supervisory landscape for the financial sector entities has witnessed substantial changes in the recent past, the more so for banks and NBFCs. Greater emphasis is being laid on governance and compliance. The programme gives an introduction and helps the participants to navigate the regulatory architecture. Compliance and risk management have never been the responsibility of the respective vertical alone but the need for these to get embedded into every aspect and functions of a bank's and NBFC's operations has never been more important than now. This critical function will blend the aspects of regulation, compliance and their interlinkages with governance. The manner of conduct of business, the quality and efficiency of various governance structures, transparency of decision-making processes and the extent to which the compliance culture and the risk culture have permeated across the entity are areas of regulatory focus. Considerable regulatory and supervisory attention is being paid to customer centricity of the business operations in terms of efforts to minimise customer grievance in the first place and the quality of redress mechanisms to address customer complaints. The course deals with risks, regulatory requirements and governance in the financial sector institutions.

    Why Indian Institute Of Management Bangalore?

    IIM Bangalore occupies a position in Indian management education that no other institution quite replicates β€” a school shaped by a post-Independence nation-building mandate that has since grown into one of Asia's most respected research and leadership institutions. Its executive education programs draw participants from across India's most consequential industries, from Bengaluru's technology corridor to Mumbai's financial sector, and bring them into contact with faculty who are as likely to be publishing in top-tier academic journals as advising a government ministry.

    Your Profile

    • Senior management (excluding board-level executives) of banks and NBFCs seeking to understand changing regulatory and supervisory expectations.

    Benefits

    • Understand the critical importance of financial sector regulation and how regulators assess compliance.
    • Identify how regulatory expectations shape institution-level strategy within the compliance framework.
    • Reduce costs arising from regulatory interventions by anticipating supervisory concerns before they escalate.

    What You'll Learn

    • Regulatory and supervisory architecture for banks and NBFCs: overview of the changing framework.
    • Governance structures: quality, efficiency, and transparency of decision-making processes.
    • Compliance culture and risk culture: embedding these across all functions of a financial institution.
    • Customer centricity in business operations: minimising customer grievance and quality of redress mechanisms.
    • Risks, regulatory requirements, and governance in financial sector institutions.

    Frequently Asked Questions

    How to Apply

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      Check your eligibility

      Review the entry requirements listed on this page. Most executive programs require 8–15 years of professional experience.

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      Contact the school

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    4. 4

      Prepare your application

      Gather your CV, reference letters, and any required test scores. Many EMBA programs waive standardised tests for senior candidates.

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