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    Securities Industry Institute®
    Wharton Executive Education

    Securities Industry Institute®

    Wharton Executive Education, Philadelphia
    HomeLeadershipWharton Executive EducationSecurities Industry Institute®
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    in-person · Instructor-Led · Philadelphia, PA
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    All-inclusive program fee

    About This Program

    The result of a six-decades-long partnership between Wharton Executive Education and the Securities Industry and Financial Markets Association (SIFMA), this three-year program will equip you with practical information, ideas, and answers directly applicable to your current and future responsibilities as a securities professional. The Securities Industry Institute® (SII) brings together rising talent from across the industry to learn from authorities on topics that enhance their leadership skills and augment their investment and industry knowledge. Attendees examine major issues that exceptional managers and leaders encounter in their professional roles, facilitated by a world-class faculty. Beyond the objective of creating opportunities for personal and professional development, the members of SIFMA have supported SII as a way to develop talent with the highest standards of integrity, ethics, and professional excellence.

    Why Wharton Executive Education?

    When Fortune 500 boards, sovereign wealth funds, and serial founders want their senior teams sharpened on finance, strategy, or leadership, they repeatedly arrive at the same address in West Philadelphia. Wharton's executive programs are built on the same faculty who define the academic disciplines themselves — not practitioners brought in to translate research, but the researchers writing it.

    Your Profile

    • SII is designed for professionals in all areas of the financial services industry, including members of the exchanges and regulatory agencies.
    • Participants in this program are a diverse group of strategy leaders from varied industries, backgrounds, and geographies who share their biggest challenges with the class. Faculty tailor the program content to address these issues, so participants enjoy a learning experience that truly resonates with them and meets their learning needs.
    • Participants leave the program with an expanded peer network, plus specific tools and frameworks they can use to make a meaningful strategic impact within their companies or organizations.

    Benefits

    • In today’s global economy, the hardest challenge facing executives is creating a competitive advantage — and maintaining it. SII gives financial services leaders the opportunity to enhance their industry and investment knowledge while also building their professional skills as leaders. The program is designed to help you evaluate your current strategy and provide you with the tools to create and implement new strategies.
    • Wharton faculty — led by Professor Jeremy Siegel, a world-renowned expert on the economy and financial markets — apply their field-based research and the latest strategic insights to help you broaden your perspective on how to make your organization more competitive.
    • The core courses and electives are offered in Industry Knowledge, Innovation & Strategy, and Leadership & Professional Development, providing securities executives with the investment and professional development they need to add strategic value to their organizations, while building a world-class network of peers.
    • Artificial Intelligence Central Banking in a Global Context Critical Thinking Cyber Security Disrupt by Design Ethics: The Role of Firm Culture in Ethical Decision Making Emerging Markets Emerging Regulatory Issues Fundamentals of Market Returns Gamification Individual Thinking Styles: How They Influence Others Leading High-Performing Teams Negotiation Mock Securities Arbitration Strategic Leadership
    • Due to our application review period, applications submitted after 12:00 p.m. ET on Friday for programs beginning the following Monday may not be processed in time to grant admission. Applicants will be contacted by a member of our Client Relations Team to discuss options for future programs and dates.

    What You'll Learn

    • Artificial Intelligence
    • Central Banking in a Global Context
    • Ethics: The Role of Firm Culture in Ethical Decision Making
    • Emerging Regulatory Issues
    • Fundamentals of Market Returns
    • Individual Thinking Styles: How They Influence Others
    • Leading High-Performing Teams
    • Mock Securities Arbitration
    • Strategic Leadership

    Frequently Asked Questions

    How to Apply

    1. 1

      Check your eligibility

      Review the entry requirements listed on this page. Most executive programs require 8–15 years of professional experience.

    2. 2

      Compare programs

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    3. 3

      Contact the school

      Send a message directly to Wharton Executive Education via Gradia to request a brochure or speak with an admissions advisor.

    4. 4

      Prepare your application

      Gather your CV, reference letters, and any required test scores. Many EMBA programs waive standardised tests for senior candidates.

    5. 5

      Submit your application

      Apply directly through Wharton Executive Education's official application portal.

      Apply now →

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