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Securities Industry Institute®
Wharton Executive Education

Securities Industry Institute®

Wharton Executive Education, Philadelphia
HomeLeadershipWharton Executive EducationSecurities Industry Institute®
5 daysDuration
in-personFormat
EnglishLanguage
LeadershipTopic

Next Available Cohort

Choose your preferred start date

Mar 7 - Mar 12, 2027
5 days · in-person · Instructor-Led · Philadelphia, PA
Open
$0

All-inclusive program fee

About This Program

The result of a six-decades-long partnership between Wharton Executive Education and the Securities Industry and Financial Markets Association (SIFMA), this three-year program will equip you with practical information, ideas, and answers directly applicable to your current and future responsibilities as a securities professional. The Securities Industry Institute® (SII) brings together rising talent from across the industry to learn from authorities on topics that enhance their leadership skills and augment their investment and industry knowledge. Attendees examine major issues that exceptional managers and leaders encounter in their professional roles, facilitated by a world-class faculty. Beyond the objective of creating opportunities for personal and professional development, the members of SIFMA have supported SII as a way to develop talent with the highest standards of integrity, ethics, and professional excellence. In today’s global economy, the hardest challenge facing executives is creating a competitive advantage - and maintaining it. SII gives financial services leaders the opportunity to enhance their industry and investment knowledge while also building their professional skills as leaders. The program is designed to help you evaluate your current strategy and provide you with the tools to create and implement new strategies. Wharton faculty - led by Professor Jeremy Siegel, a world-renowned expert on the economy and financial markets - apply their field-based research and the latest strategic insights to help you broaden your perspective on how to make your organization more competitive. The core courses and electives are offered in Industry Knowledge, Innovation & Strategy, and Leadership & Professional Development, providing securities executives with the investment and professional development they need to add strategic value to their organizations, while building a world-class network of peers.

Why Wharton Executive Education?

When Fortune 500 boards, sovereign wealth funds, and serial founders want their senior teams sharpened on finance, strategy, or leadership, they repeatedly arrive at the same address in West Philadelphia. Wharton's executive programs are built on the same faculty who define the academic disciplines themselves — not practitioners brought in to translate research, but the researchers writing it.

Your Profile

  • Designed for professionals in all areas of the financial services industry, including members of the exchanges and regulatory agencies.
  • Fluency in English, written and spoken, is required for participation in Wharton Executive Education programs unless otherwise indicated.

Benefits

  • Examine current thinking in the areas of leadership, ethics, strategy, technology, finance, management, marketing, regulations, and professional development
  • Familiarize yourself with the challenges facing the securities industry
  • Gain practical information, ideas, and answers directly applicable to your present and future responsibilities
  • Broaden your perspective and strengthen your management skills

What You'll Learn

  • Artificial Intelligence
  • Central Banking in a Global Context
  • Critical Thinking
  • Cyber Security
  • Disrupt by Design
  • Ethics: The Role of Firm Culture in Ethical Decision Making
  • Emerging Markets
  • Emerging Regulatory Issues
  • Fundamentals of Market Returns
  • Gamification
  • Individual Thinking Styles: How They Influence Others
  • Leading High-Performing Teams
  • Negotiation
  • Mock Securities Arbitration
  • Strategic Leadership

Frequently Asked Questions

How to Apply

  1. 1

    Check your eligibility

    Review the entry requirements listed on this page. Most executive programs require 8–15 years of professional experience.

  2. 2

    Compare programs

    Use Gradia's comparison tool to evaluate up to 3 programs side-by-side on fees, duration, format, and accreditation.

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  3. 3

    Contact the school

    Send a message directly to Wharton Executive Education via Gradia to request a brochure or speak with an admissions advisor.

  4. 4

    Prepare your application

    Gather your CV, reference letters, and any required test scores. Many EMBA programs waive standardised tests for senior candidates.

  5. 5

    Submit your application

    Apply directly through Wharton Executive Education's official application portal.

    Apply now →

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